Market Manipulation and Insider Trading Regulatory Challenges in the United States of America, the European Union and the United Kingdom
Produktdetaljer
Biografisk notat
Ester Herlin-Karnell is currently a visiting research fellow at Uppsala University.
Nicholas Ryder is Professor of Law at the University of the West of England, Bristol.
Thorough, detailed yet dealing with fundamental questions, <i>Market Manipulation and Insider Trading</i> is a value-adding piece of work in the field of multijurisdictional literature on market abuse.
- Lela Mélon, University Pompeu Fabra, International and Comparative Corporate Law Journal
An exceptionally well researched and timely book with helpful references to the relevant academic literature, legislation and policy interventions in the field of market abuse … particularly suited to EU policymakers, scholars, lawyers, and other professionals who will also benefit from the insights mentioned in this book.
- Bohan Liu, Xiamen University Law School, Modern Law Review
Extensively researched and hence a helpful repository of references to some of the main scholarly texts and policy documents (and legislation) relevant to the market abuse and benchmark manipulation areas … a timely text that draws our attention to the globally pervasive issues of market abuse and benchmark manipulation and their regulation, as part of the more general problem of financial crime.
- Eva Lomnicka, Common Market Law Review
This excellent publication should enjoy a wide audience among legislators and policy-makers.
- Dayanath Jayasuriya, The Commonwealth Lawyer
[The book] delivers, in a clear and succinct form, an overview of the law in relation to market abuse in the EU, UK and USA … it is recommended for academics, lawyers, students and policy makers who have an interest in this interesting and evolving field.
- Janet Austin, University of New Brunswick, Banking & Finance Law Review
1. Introduction
I. Introduction
II. The Financial Crisis and the Fight against Financial Crimes: Some Hardcore Data
III. Market Manipulation: The Major Crime
IV. Structure of the Chapters
V. Conclusion
2. Market Manipulation and Insider Dealing in the EU Context
I. Introduction
II. The EU’s Fight against Financial Crimes and the Importance of ‘Confidence’ in the Market
III. The EU Legislative Framework to Fight Market Abuse
IV. Criminal Liability for Legal Persons – A Brief Overview
V. Conclusion
3. Regulatory Strategies: On the Choice of Sanction
I. Introduction
II. Quasi-criminal Law in the EU Context
III. The Eternal Debate: Criminal or Administrative Sanctions?
IV. Market Abuse Sanctions – The EU Context and the Question of Proportionality
V. The United Kingdom
VI. The United States of America
VII. Conclusion
4. Market Abuse and the Wider EU Fight Against Financial Crimes
I. Introduction
II. The Wider Area of Financial Crimes: Money Laundering and Fraud
III. The European Public Prosecutor’s Office and EU Agencies
IV. Subsidiarity Questions and Accountability with Broader Relevance for the EU Market Abuse Regime
V. Fundamental Rights and Data Protection
VI. Conclusion
5. The United Kingdom
I. Introduction
II. Insider Dealing
III. Market Abuse
IV. The 2007/08 Financial Crisis, Market Manipulation and the Enforcement Response
V. The Serious Fraud Office
VI. The Financial Conduct Authority
VII. Conclusion
6. The United States of America
I. Introduction
II. Insider Trading
III. Market Manipulation
IV. The 2007/08 Financial Crisis, Market Manipulation and the Enforcement Response
V. The Securities and Exchange Commission
VI. The Department of Justice
VII. Commodities Futures Trading Commission
VIII. Conclusion
7. Conclusion
I. Introduction
II. Final Remarks
Produktdetaljer
Biografisk notat
Ester Herlin-Karnell is currently a visiting research fellow at Uppsala University.
Nicholas Ryder is Professor of Law at the University of the West of England, Bristol.